Financial Services Litigation

GAPC regularly handles securities litigation involving allegations of state and federal securities laws. Members of the firm have successfully defended some of the nation's largest broker dealers in jurisdictions throughout the mountain west region and before FINRA. GAPC provides advice and litigation for clients on claims ranging from minor infractions to eight figure claims.

Additionally, GAPC attorneys represent banks and credit unions in a variety of customer disputers, including litigation arising out of foreclosures.

Our attorneys' work in this area includes:

  • Defending national securities broker dealers in multi-million dollar claims of negligence and selling away.
  • Succeeding on a motion to dismiss on a securities fraud/improper investment claim before FINRA. The case was seeking 6 figures in damages.